Securities and Exchange...
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Heckuva Job
2 hours agoAnd they did nothing. Securities and Exchange Commission and Federal Reserve officials were warned by a leading Wall Street rival that Lehman Brothers was incorrectly calculating a key measure of its financial health months before its collapse in 2008, people... by eschatonblog.com | related posts
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Dear Moody’s Corp: Type this fast 3 times
Mar 12, 2010Dear Moody’s Corp: Type this fast 3 timesUNDER the U.S. Securities and Exchange Commission’s controversial notice-and-access (N&A) process for the delivery of annual meeting materials, companies can mail their shareholders a slip of paper containing a URL where recipients can access their proxy... by irwebreport.com/daily | related posts
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Going Public via Initial or Direct Public Offering Role of the...
Mar 12, 2010Author : Joel Arberman The Securities and Exchange Commission (SEC) is the most well-known and feared governing body in the financial world Its very name can be intimidating to a small company hoping to go public, but it doesn't have to be The SEC was established... by wealthmethod.com | related posts
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Securities & Exchange Commission Issues Climate Guidance - Setting Stage...
Jan 28, 2010Securities & Exchange Commission Issues Climate Guidance - Setting Stage...Big Hammer. Image credit: Hammer Museum The 5-member SEC has issued guidance for corporate reporting of financial risk associated with climate change. The guidance is less about long term costs of a factory being flooded out along the Houston Ship Canal, for example, and more about near term costs of concern to... by treehugger.com | related posts
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More Troubles At KB Home
Oct 11, 2009More Troubles At KB HomeBig builder KB Home revealed in a Securities Exchange Commission filing that the federal regulator is examining the company's accounting. The stock fell about 6% today. The filing doesn't offer much information. A spokesperson says: "KB Home strives to operate its... by businessweek.com/the_thread/hotproperty | related posts
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SEC drops Broadcom suit
Feb 05, 2010The U.S. Securities and Exchange Commission has voluntarily dropped its civil case against four former executives of Broadcom Corp., including its former general counsel, David Dull. Filed last year, the SEC's suit had named former CFO William Ruehle and... by lalegalpad.com | related posts
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Vringo Files Registration Statement with the U.S. Securities and Exchange...
Jan 29, 2010NEW YORK–Jan. 29, 2010 — Vringo , Inc., a video ringtone service provider, has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission, which outlines the Company’s plans for an initial public offering of its... by comunicano.typepad.com/bam | related posts
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New York Securities and Exchange Commission
Jan 05, 2010New York Securities and Exchange CommissionNew York SEC Head of New York SEC Plans Sweeps of Hedge Funds George Canellos, the Securities and Exchange Commission's New York Regional Director, has announced his agency's plan to check into New York hedge funds. “We have planned a number of significant... by richard-wilson.blogspot.com | related posts
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Selling Short
Nov 24, 2009On September 19th, 2008 the Securities and Exchange Commission halted the short selling of financial stocks in order "to protect the integrity and quality of the securities market and strengthen investor confidence." The U.K.'s Financial Services... by dinksfinance.com | related posts
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Greentech Ponzi Scheme
Nov 17, 2009The U.S. Securities and Exchange Commission has charged two companies and their executives for running a $30 million ponzi scheme to defraud mostly elderly investors, who thought they were putting money into eco-friendly projects. The SEC filed the complaint... by greentechmedia.com/green-light | related posts
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SEC to appeal Cuban Case
Oct 07, 2009Dealbook reports : The Securities and Exchange Commission is not backing down from its insider trading case against Mark Cuban, the entrepreneur turned professional basketball team owner. On Wednesday, the S.E.C. filed court papers saying it would appeal a federal... by professorbainbridge.com | related posts
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Jim Chanos for SEC Chairman!
Oct 01, 2009The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. —The Securities and Exchange Commission... by jeffmatthewsisnotmakingthisup.blogspot.com | related posts
SECURITIES AND...: RELATED TAGS
- Tag:
- climate change ,
- wall street ,
- ponzi scheme ,
- initial public offering ,
- short selling ,
- public companies ,
- liquidity
- People:
- mary schapiro ,
- bernie madoff
- Brand:
- merrill lynch ,
- finra ,
- bank of america
- Local:
- u.s. ,
- united states ,
- new york
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